Colonial Properties Trust

Colonial Properties Trust, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. The following is a summary of the proceedings in the lawsuit: ‘On June 3, 2013, Colonial Properties Trust (‘Colonial’) and Mid-America Apartment Communities, Inc. (‘MAA’) jointly announced their approval of an agreement and plan of merger […]

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Spartech Corporation

Spartech Corporation, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. The following is a summary of the proceedings in the litigation: ‘The Action arises out of a transaction agreed to on October 23, 2012, among Spartech Corporation, PolyOne Corporation, 2012 RedHawk, Inc.), and 2012 RedHawk, LLC (n/k/a […]

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Duff & Phelps Corporation

Duff & Phelps Corporation, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement. The following is a summary of the proceedings in this lawsuit: ‘On December 30, 2012, Duff & Phelps Corporation announced that it had entered into a definitive merger agreement pursuant to which it would be acquired by a […]

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Cascade Corporation

Cascade Corporation, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. the following is a summary of the proceedings in this lawsuit: ‘On October 22, 2012, Toyota Industries Corporation, Industrial Components and Attachments II, Inc., and Cascade announced that they had entered into a definitive merger agreement (the […]

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Harman International Industries, Incorporated (SEC Fair Fund)

Harman International Industries, Securities Settlement The lawsuit was settled for $6,228,728 in cash. The following is a summary of the proceedings in this lawsuit: ‘The Securities and Exchange Commission (the Commission commenced this action by filing a Complaint against Waleed Khalid Al-Braikan as Representative of the Heirs of Hazem Al-Braikan (the Estate), KIPCO Asset Management, and […]

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Oppenheimer Core Bond Funds

Oppenheimer Core Bond Funds, Securities Settlement The lawsuit settled for $36,333,000 in cash. The following is a summary of the proceedings in this lawsuit: ”OppenheimerFunds Distributor, Inc. (collectively, Respondents) and issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 15(b)(4) of the Securities Exchange Act […]

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Oppenheimer Rochester Funds

Oppenheimer Rochester Funds, Securities Settlement The lawsuit was settled for $89.5 million in cash. The following is a summary of the proceedings in this lawsuit: ‘The Actions were brought as six class actions alleging that the Disclosure Documents misrepresented the risks of the Funds. In particular, the Lead Plaintiffs allege that five of the six […]

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Overhill Farms

Overhill Farms, Securities Settlement The lawsuit was settled for additional disclosures in the proxy mailed to shareholders. The following is a summary of the proceedings in the lawsuit: ‘As disclosed in the Schedule 14A Definitive Proxy Statement filed by Overhill with the SEC on July 1, 2013, Overhill senior management and board regularly reviewed the […]

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Monticello Telecommunications Revenue Bonds

Monticello Telecommunications Revenue Bonds, Securities Settlement The lawsuit was settled for $5.75 million in cash. The following is a summary of the proceedings in this lawsuit: ‘There is now pending in the United States District Court for the District of Minnesota, a class action lawsuit entitled Dean v. City of Monticello, Civ. No. 14-cv-00376 DFW/JSM […]

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Morgan Stanley Dean Witter Capital I (Morgan Stanley RMBS)

Morgan Stanley Dean Witter Capital, Securities Settlement The lawsuit was settled for $95 million in cash. The following is a summary of the proceedings in this lawsuit: ‘On December 2, 2008, MissPERS filed a class action complaint against Defendants and certain other defendants in the Superior Court of California, County of Orange (Initial Complaint). The […]

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